Filing Details
- Accession Number:
- 0001618732-17-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-13 17:40:38
- Reporting Period:
- 2017-09-11
- Accepted Time:
- 2017-09-13 17:40:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1618732 | Nutanix Inc. | NTNX | Services-Prepackaged Software (7372) | 270989767 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685545 | Nair Sudheesh Vadakkedath | C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-09-11 | 25,000 | $3.20 | 110,519 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-09-11 | 25,000 | $21.82 | 85,519 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-09-12 | 200,000 | $0.00 | 285,519 | No | 4 | J | Direct | |
| Class A Common Stock | Acquisiton | 2017-09-12 | 25,000 | $3.20 | 310,519 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-09-12 | 25,000 | $21.99 | 285,519 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-09-13 | 25,000 | $3.20 | 310,519 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2017-09-13 | 25,000 | $21.82 | 285,519 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-09-11 | 25,000 | $0.00 | 25,000 | $3.20 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-09-12 | 200,000 | $0.00 | 200,000 | $0.00 |
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-09-12 | 25,000 | $0.00 | 25,000 | $3.20 |
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-09-13 | 25,000 | $0.00 | 25,000 | $3.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 875,000 | 2024-05-19 | No | 4 | M | Direct | |
| 127,500 | No | 4 | J | Direct | ||
| 850,000 | 2024-05-19 | No | 4 | M | Direct | |
| 825,000 | 2024-05-19 | No | 4 | M | Direct |
Footnotes
- The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.
- Reporting person has elected to convert to Class A Common Stock.
- The option is subject to an early exercise provision and is immediately exercisable. 12,500 shares vest each month beginning on November 1, 2016.
- Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.
- Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.
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