Filing Details
- Accession Number:
- 0001654954-17-008435
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-13 16:33:28
- Reporting Period:
- 2017-09-11
- Accepted Time:
- 2017-09-13 16:33:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 351998 | Data I/O Corp | DAIO | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 910864123 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1582571 | Rajeev Gulati | 6645 185Th Ave Ne Suite 100 Redmond WA 98052 | Vice President Cto | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-09-11 | 7,000 | $8.27 | 80,817 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-12 | 6,452 | $8.42 | 74,365 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-09-12 | 20,000 | $2.09 | 94,365 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-09-12 | 10,972 | $8.44 | 83,393 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | COMMON STOCK | Disposition | 2017-09-12 | 20,000 | $2.09 | 20,000 | $2.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,000 | 2017-07-26 | 2019-07-26 | No | 4 | M | Direct |
Footnotes
- FOLLOW ON SALES OF THE 9/06/17 EXERCISE OF OPTIONS
- FOLLOW ON SALES OF THE 9/06/17 EXERCISE OF OPTIONS
- OPTION EXERCISE 9/12/17 AND WITHHOLDING OF SHARES TO COVER TAXES AND EXERCISE PRICE ON A CASHLESS EXERCISE
Billionaire Hedge Funds
