Filing Details
- Accession Number:
- 0001179110-17-012237
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-13 12:22:49
- Reporting Period:
- 2017-09-11
- Accepted Time:
- 2017-09-13 12:22:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 947484 | Arch Capital Group Ltd. | ACGL | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1359049 | Donald Mark Lyons | C/O Arch Capital Group Ltd. 100 Pitts Bay Road, Ground Floor Pembroke D0 HM 08 | Evp,Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, $.0033 Par Value Per Share | Acquisiton | 2017-09-11 | 8,000 | $56.12 | 200,916 | No | 4 | M | Direct | |
| Common Shares, $.0033 Par Value Per Share | Disposition | 2017-09-11 | 4,633 | $96.91 | 196,283 | No | 4 | F | Direct | |
| Common Shares, $.0033 Par Value Per Share | Acquisiton | 2017-09-11 | 3,400 | $62.51 | 199,683 | No | 4 | M | Direct | |
| Common Shares, $.0033 Par Value Per Share | Disposition | 2017-09-11 | 6,600 | $97.32 | 193,083 | No | 4 | S | Direct | |
| Common Shares, $.0033 Par Value Per Share | Disposition | 2017-09-12 | 3,367 | $97.30 | 189,716 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares, $.0033 Par Value Per Share | Share Appreciation Right | Disposition | 2017-09-11 | 8,000 | $0.00 | 8,000 | $56.12 |
| Common Shares, $.0033 Par Value Per Share | Stock Option (right to buy) | Disposition | 2017-09-11 | 3,400 | $0.00 | 3,400 | $62.51 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 14,272 | 2014-02-28 | 2024-02-28 | No | 4 | M | Direct |
| 6,780 | 2025-05-13 | No | 4 | M | Direct |
Footnotes
- 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements.
- Represents a weighted average sales price; the sales prices range from $97.2352 to $97.4094. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer.
- In connection with the exercise of the share appreciation rights award as described in Table II, 4,633 common shares were disposed in satisfaction of the exercise price. The reporting person received a net issuance of 3,367 common shares.
- The shares were sold in order to satisfy state and federal tax obligations.
- The Stock Option became exercisable in three equal annual installments commencing May 13, 2016, subject to the applicable award agreement.
Billionaire Hedge Funds
