Home > Insider Trading > Filing (0000899243-17-021970)

Filing Details

Accession Number:: 0000899243-17-021970
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-09-12 20:31:15
Reporting Period:: 2017-09-08

Accepted Time:: 2017-09-12 20:31:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1579157	Vince Holding Corp.	VNCE	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1288467	Sun Capital Securities Fund, Lp	C/O Sun Capital Partners, Inc. 5200 Town Circle Center, Suite 600 Boca Raton FL 33486	No	No	Yes	No
1344696	Sun Capital Securities Offshore Fund, Ltd.	C/O Sun Capital Partners, Inc. 5200 Town Circle Center, Suite 600 Boca Raton FL 33486	No	No	Yes	No
1358621	Sun Capital Securities Advisors, Lp	C/O Sun Capital Partners, Inc. 5200 Town Circle Center, Suite 600 Boca Raton FL 33486	No	No	Yes	No
1358622	Sun Capital Securities, Llc	C/O Sun Capital Partners, Inc. 5200 Town Circle Center, Suite 600 Boca Raton FL 33486	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01	Acquisiton	2017-09-08	10,281,752	$0.45	17,852,586	No	4	X	Indirect	See Footnote
Common Stock, Par Value $0.01	Acquisiton	2017-09-08	4,457,812	$0.45	22,310,398	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	X	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Subscription Rights (Right to buy)	Disposition	2017-09-08	6,976,150	$0.00	9,400,362	$0.45
Common Stock	Subscription Rights (Right to buy)	Disposition	2017-09-08	594,684	$0.00	881,389	$0.45

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2017-08-15	2017-09-08	No	4	X	Indirect
0	2017-08-15	2017-09-08	No	4	X	Indirect

Footnotes

Represents the exercise of subscription rights in the Vince Holding Corp. ("Vince") rights offering by SCSF Cardinal, LLC ("SCSF Cardinal") and SK Financial Services, LLC ("SK Financial"), with each right entitling the holder to purchase 1.3475 shares of Vince common stock, resulting in the purchase by SCSF Cardinal of 9,400,362 and by SK Financial of 881,390 shares of Vince common stock, including pursuant to the exercise of over-subscription rights.
Represents the purchase by SCSF Cardinal of 4,457,812 shares of Vince common stock pursuant to the rights offering backstop investment agreement by and among Vince, Sun Cardinal, LLC and SCSF Cardinal.
16,376,512 of the reported shares are owned of record by SCSF Cardinal.
20,834,324 of the reported shares are owned of record by SCSF Cardinal.
SCSF Cardinal is jointly owned by Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore") and Sun Capital Securities Fund, L.P. ("SCSF LP"). 1,476,074 of the reported shares are owned of record by SK Financial, which is jointly owned by SCSF Offshore, SCSF LP and Sun Capital Partners V, L.P. ("SCP V"). Sun Capital Securities, LLC ("SCSF LLC") is the general partner of Sun Capital Securities Advisors, L.P. ("SCSF Advisors"), which is in turn the general partner of SCSF LP. As a result, each of SCSF LLC, SCSF Advisors, SCSF LP and SCSF Offshore (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned of record by SCSF Cardinal and SK Financial. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest. The Form 4 for SCP V is filed separately.