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Filing Details

Accession Number:: 0001140361-17-035248
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-09-12 18:51:06
Reporting Period:: 2017-09-12

Accepted Time:: 2017-09-12 18:51:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1689923	Alteryx Inc.	AYX	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1179380	Nikola Nino Marakovic	C/O Sapphire Ventures 3408 Hillview Avenue Palo Alto CA 94304	No	No	Yes	No
1503585	Sapphire Ventures Fund I, L.p.	3408 Hillview Avenue Bldg 5 Palo Alto CA 94304	No	No	Yes	No
1634035	Sapphire Ventures (Gpe) I, L.l.c.	3408 Hillview Avenue Bldg. 5 Palo Alto CA 94304	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2017-09-12	5,100,000	$0.00	5,100,000	No	4	C	Indirect	By Sapphire Ventures Fund I, L.P.
Class A Common Stock	Disposition	2017-09-12	5,100,000	$20.24	0	No	4	S	Indirect	By Sapphire Ventures Fund I, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By Sapphire Ventures Fund I, L.P.
No	4	S	Indirect	By Sapphire Ventures Fund I, L.P.

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2017-09-12	5,100,000	$0.00	5,100,000	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,092,283			No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	10,714	Indirect	See footnote

Footnotes

Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the transfer, whether or not for value, to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date.
Held directly by Sapphire Ventures Fund I, L.P. ("Sapphire LP"). Sapphire Ventures (GPE) I, L.L.C. ("Sapphire GP"), is the general partner of Sapphire LP. Nino N. Marakovic, Richard Douglas Higgins, Jayendra Das, David A. Hartwig, and Andreas M. Weiskam, as the managing members of Sapphire GP, may be deemed to share voting and dispositive power over the shares held by Sapphire LP. The managing members disclaim beneficial ownership over such shares, except to the extent of any pecuniary interest therein.
Represents an award of restricted stock units ("RSUs"). The RSUs vest as to 100% of the shares at the earlier date of: (i) the Issuer's 2018 Annual Meeting of Stockholders or (ii) March 24, 2018. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.
The RSUs are held by Jayendra Das, a director of the Issuer. Mr. Das is a managing member of Sapphire Ventures (GPE) I, L.L.C. ("Sapphire"). Under Sapphire's operating agreement, Mr. Das is deemed to hold the common stock for the benefit of Sapphire, except to the extent of his pecuniary interest therein. Shares of the Issuer's Class A Common Stock will be delivered to Mr. Das following vesting.
Each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon the earliest to occur of the following: (a) the date specified by a vote of the holders of 66 2/3% of the outstanding shares of Class B Common Stock, (b) March 29, 2027, and (c) the date the shares of Class B Common Stock cease to represent at least 10% of all outstanding shares of Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.