Filing Details
- Accession Number:
- 0001209191-17-052475
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-12 18:12:40
- Reporting Period:
- 2017-09-08
- Accepted Time:
- 2017-09-12 18:12:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326110 | Nantkwest Inc. | NK | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1033742 | Steve Gorlin | C/O Nantkwest, Inc. 3530 John Hopkins Court San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-09-08 | 14,723 | $6.12 | 375,002 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-11 | 53,307 | $6.03 | 321,695 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-12 | 35,811 | $6.03 | 285,884 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 521,720 | Indirect | By spouse |
Footnotes
- Represents the weighted average share price of an aggregate total of 14,723 shares sold in the price range of $6.1031 to $6.15 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 53,307 shares sold in the price range of $6.00 to $6.08 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 35,811 shares sold in the price range of $6.00 to $6.10 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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