Filing Details
- Accession Number:
- 0001209191-17-052356
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-12 13:16:24
- Reporting Period:
- 2017-09-08
- Accepted Time:
- 2017-09-12 13:16:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1546381 | Rlj Entertainment Inc. | RLJE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1279891 | Wolverine Asset Management Llc | 175 W. Jackson Blvd. Suite 340 Chicago IL 60604 | Yes | No | No | No | |
1542456 | Wolverine Holdings, L.p. | 175 W. Jackson Blvd. Suite 200 Chicago IL 60604 | Yes | No | No | No | |
1551726 | Robert Bellick | 175 W. Jackson Blvd. Suite 200 Chicago IL 60604 | Yes | No | No | No | |
1551996 | Christopher Gust | 175 W. Jackson Blvd. Suite 340 Chicago IL 60604 | Yes | No | No | No | |
1642866 | Wolverine Trading Partners, Inc. | 175 W. Jackson Blvd. Suite 200 Chicago IL 60604 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2017-09-08 | 1,200 | $2.93 | 2,400 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
Footnotes
- The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.
- Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants of the Company, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship.