Filing Details
- Accession Number:
- 0000906318-17-000069
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-12 12:27:43
- Reporting Period:
- 2017-09-08
- Accepted Time:
- 2017-09-12 12:27:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1637913 | Milacron Holdings Corp. | MCRN | Special Industry Machinery, Nec (3559) | 800798640 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1645344 | Iv S Waters Davis | C/O Milacron Holdings Corp. 10200 Alliance Road, Suite 200 Cincinnati OH 45242 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share ("Common Stock") | Acquisiton | 2017-09-08 | 12,000 | $6.64 | 44,935 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-09-08 | 12,000 | $15.73 | 32,935 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-09-11 | 24,000 | $6.64 | 56,935 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-09-11 | 12,000 | $15.75 | 44,935 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-09-11 | 12,000 | $15.85 | 32,935 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-09-11 | 12,000 | $15.83 | 20,935 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2017-09-08 | 12,000 | $6.64 | 12,000 | $6.64 |
Common Stock | Stock Option (right to buy) | Disposition | 2017-09-11 | 24,000 | $6.64 | 24,000 | $6.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
47,953 | 2023-08-07 | No | 4 | M | Direct | |
23,953 | 2023-08-07 | No | 4 | M | Direct |
Footnotes
- Includes 6,064 restricted stock units that represent the right to receive, at settlement, one share of common stock which are subject to vesting and forfeiture and which vest on February 27, 2018. Prior to vesting, restricted stock units do not include any voting rights.
- This transaction was executed in multiple trades at prices ranging from $15.7100 to $15.7900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $15.7450 to $15.8350. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $15.8300 to $15.9100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $15.8100 to $15.8700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The options vest over five years, at a rate of 20% per year, beginning on the first anniversary of the grant date, August 7, 2013, and immediately vest upon a change of control.
- The option was granted on 8/7/2013 and this amount was vested in full as of the transaction date.