Filing Details

Accession Number:
0000906318-17-000069
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-12 12:27:43
Reporting Period:
2017-09-08
Accepted Time:
2017-09-12 12:27:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1637913 Milacron Holdings Corp. MCRN Special Industry Machinery, Nec (3559) 800798640
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1645344 Iv S Waters Davis C/O Milacron Holdings Corp.
10200 Alliance Road, Suite 200
Cincinnati OH 45242
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share ("Common Stock") Acquisiton 2017-09-08 12,000 $6.64 44,935 No 4 M Direct
Common Stock Disposition 2017-09-08 12,000 $15.73 32,935 No 4 S Direct
Common Stock Acquisiton 2017-09-11 24,000 $6.64 56,935 No 4 M Direct
Common Stock Disposition 2017-09-11 12,000 $15.75 44,935 No 4 S Direct
Common Stock Disposition 2017-09-11 12,000 $15.85 32,935 No 4 S Direct
Common Stock Disposition 2017-09-11 12,000 $15.83 20,935 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-09-08 12,000 $6.64 12,000 $6.64
Common Stock Stock Option (right to buy) Disposition 2017-09-11 24,000 $6.64 24,000 $6.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
47,953 2023-08-07 No 4 M Direct
23,953 2023-08-07 No 4 M Direct
Footnotes
  1. Includes 6,064 restricted stock units that represent the right to receive, at settlement, one share of common stock which are subject to vesting and forfeiture and which vest on February 27, 2018. Prior to vesting, restricted stock units do not include any voting rights.
  2. This transaction was executed in multiple trades at prices ranging from $15.7100 to $15.7900. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $15.7450 to $15.8350. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $15.8300 to $15.9100. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. This transaction was executed in multiple trades at prices ranging from $15.8100 to $15.8700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. The options vest over five years, at a rate of 20% per year, beginning on the first anniversary of the grant date, August 7, 2013, and immediately vest upon a change of control.
  7. The option was granted on 8/7/2013 and this amount was vested in full as of the transaction date.