Filing Details
- Accession Number:
- 0001140361-17-035053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-11 16:50:41
- Reporting Period:
- 2017-09-07
- Accepted Time:
- 2017-09-11 16:50:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561387 | Health Insurance Innovations Inc. | HIIQ | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366008 | Sheldon Wang | C/O Health Insurance Innovations, Inc. 15438 N. Florida Ave., Suite 201 Tampa FL 33613 | Chief Technology Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-09-07 | 893 | $12.13 | 224,894 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-09-07 | 326 | $33.25 | 224,568 | No | 4 | D | Direct | |
Class A Common Stock | Disposition | 2017-09-07 | 567 | $33.25 | 224,001 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2017-09-07 | 5,000 | $6.77 | 229,001 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-09-07 | 1,037 | $32.65 | 227,964 | No | 4 | D | Direct | |
Class A Common Stock | Disposition | 2017-09-07 | 3,963 | $32.65 | 224,001 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Appreciation Rights | Disposition | 2017-09-07 | 893 | $0.00 | 893 | $12.13 |
Class A Common Stock | Stock Appreciation Rights | Disposition | 2017-09-07 | 5,000 | $0.00 | 5,000 | $6.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,107 | 2021-07-14 | No | 4 | M | Direct | |
26,039 | 2021-05-25 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Appreciation Rights | $4.95 | 2022-07-01 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-07-01 | 20,000 | 20,000 | Direct |
Footnotes
- Shares retained by the issuer to satisfy the exercise price of stock appreciation rights exercised by the reporting person.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.65 to $32.70, inclusive. The Reporting Person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.
- These stock-settled stock appreciation rights were previously granted under the Plan and are scheduled to vest in increments of 20%, 20%, 20%, and 40% on successive anniversary dates of the grant, subject to the terms of the plan and an award agreement under the plan.
- These stock-settled stock appreciation rights were granted under the Issuer's Long Term Incentive Plan (the "Plan") and are vested as of the date of this Form 4.
- These stock-settled stock appreciation rights were previously granted under the Plan and are scheduled to vest in increments of 25%, 25%, and 50% on successive anniversary dates of the grant, subject to the terms of the Plan and an award agreement under the Plan.