Filing Details
- Accession Number:
- 0001140361-17-035039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-11 16:13:03
- Reporting Period:
- 2017-09-08
- Accepted Time:
- 2017-09-11 16:13:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1332551 | Resource Capital Corp. | RSO | Real Estate Investment Trusts (6798) | 202287134 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1684588 | J Matthew Stern | One Crescent Drive, Suite 203 Philadelphia PA 19112 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-09-08 | 1,500 | $0.00 | 14,769 | No | 4 | P | Direct | |
| 8.625% Series C Cumulative Redeemable Preferred Stock | Acquisiton | 2017-09-08 | 1,000 | $0.00 | 1,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Footnotes
- On September 8, 2017, the reporting person purchased, in multiple transactions, a total of 1,500 shares of common stock of Resource Capital Corp. ("RSO") at prices ranging from $10.0989 to $10.11.
- Includes 12,019 shares which remain subject to vesting under RSO's Amended and Restated Omnibus Equity Compensation Plan.
- On September 8, 2017, the reporting person purchased, in multiple transactions, a total of 1,000 shares of 8.625% Series C Cumulative Redeemable Preferred Stock of RSO at prices ranging from $25.68 to $25.75.
Billionaire Hedge Funds
