Filing Details
- Accession Number:
- 0001209191-17-052103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-08 17:28:49
- Reporting Period:
- 2017-09-06
- Accepted Time:
- 2017-09-08 17:28:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
351834 | Sunopta Inc. | STKL | Wholesale-Farm Product Raw Materials (5150) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1533313 | John Ruelle | 7301 Ohms Lane Edina MN 55439 | Cao And Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2017-09-06 | 14,602 | $3.27 | 38,361 | No | 4 | M | Direct | |
Common Shares | Disposition | 2017-09-06 | 38,361 | $8.75 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Options | Disposition | 2017-09-06 | 14,602 | $0.00 | 14,602 | $3.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
29,206 | 2026-05-24 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.70 to $8.775, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- The option, representing a right to purchase a total of 43,808 shares, became exercisable in three equal annual installments beginning on May 24, 2017, which was the first anniversary of the date on which the option was granted.