Filing Details

Accession Number:
0001387131-17-004602
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-08 16:44:45
Reporting Period:
2017-09-06
Accepted Time:
2017-09-08 16:44:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1476651 Fcb Financial Holdings Inc. FCB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1017974 I Stuart Oran C/O Fcb Financial Holdings, Inc.
2500 Weston Road, Suite 300
Weston FL 33331
Secretary Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $.001 Per Share Acquisiton 2017-09-06 5,151 $20.62 12,255 No 4 M Direct
Class A Common Stock, Par Value $.001 Per Share Disposition 2017-09-06 5,151 $41.94 7,104 No 4 S Direct
Class A Common Stock, Par Value $.001 Per Share Acquisiton 2017-09-07 10,000 $26.18 17,104 No 4 X Direct
Class A Common Stock, Par Value $.001 Per Share Disposition 2017-09-07 6,279 $41.70 10,825 No 4 S Direct
Class A Common Stock, Par Value $.001 Per Share Disposition 2017-09-08 3,721 $40.35 7,104 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 X Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option to Purchase Disposition 2017-09-06 5,151 $0.00 5,151 $20.62
Class A Common Stock Common Stock Warrants (right to buy) Disposition 2017-09-07 10,000 $0.00 10,000 $26.18
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
44,849 2013-01-25 2022-03-08 No 4 M Direct
407,483 2019-11-12 No 4 X Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock, Par Value $.001 Per Share 315 Indirect By Bond Street Manageme nt, LLC
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.93 to $42.005, inclusive. The reporting person undertakes to provide to FCB Financial Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  2. On September 7, 2017, the reporting person exercised a warrant to purchase 10,000 shares of Class A Common Stock of the Issuer for $26.18 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 6,279 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 3,721 shares. The Issuer also paid $34.19 to the reporting person in lieu of fractional shares.
  3. This includes 315 shares of Class A Common Stock beneficially owned by the reporting person through Bond Street Management, LLC.
  4. The number of shares of Class A Common Stock of the Issuer issuable upon the exercise of options reported on this Form 4 reflects only the number of such options of the option class reported herein. The reporting person also holds, directly or indirectly, an additional 96,390 shares of Class A Common Stock of the Issuer issuable upon the exercise of other options, as reported in the reporting person's Form 3 and Form 4s previously filed with the Securities and Exchange Commission.
  5. Exercisable in three substantially equal portions on each of the 6-month, 18-month and 30-month anniversaries of the consummation of the initial public offering. The exercise price at the 6-month anniversary of the consummation of the initial public offering is $24.24, the exercise price at the 18-month anniversary of the consummation of the initial public offering is $26.18 and the exercise price at the 30-month anniversary of the consummation of the initial public offering is $28.28.