Filing Details

Accession Number:
0001209191-17-052014
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-08 13:55:21
Reporting Period:
2017-09-06
Accepted Time:
2017-09-08 13:55:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1546381 Rlj Entertainment Inc. RLJE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1279891 Wolverine Asset Management Llc 175 W. Jackson Blvd.
Suite 340
Chicago IL 60604
Yes No No No
1542456 Wolverine Holdings, L.p. 175 W. Jackson Blvd.
Suite 200
Chicago IL 60604
Yes No No No
1551726 Robert Bellick 175 W. Jackson Blvd.
Suite 200
Chicago IL 60604
Yes No No No
1551996 Christopher Gust 175 W. Jackson Blvd.
Suite 340
Chicago IL 60604
Yes No No No
1642866 Wolverine Trading Partners, Inc. 175 W. Jackson Blvd.
Suite 200
Chicago IL 60604
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2017-09-06 1,200 $2.96 1,200 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
Footnotes
  1. The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.
  2. Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants of the Company, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship.