Filing Details
- Accession Number:
- 0001331471-17-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-08 12:38:46
- Reporting Period:
- 2017-09-07
- Accepted Time:
- 2017-09-08 12:38:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1043337 | Stoneridge Inc | SRI | Motor Vehicle Parts & Accessories (3714) | 341598949 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1679290 | Jr. J. Robert Hartman | C/O Stoneridge, Inc. 39675 Mackenzie Drive Novi MI 48377 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, Without Par Value | Disposition | 2017-09-07 | 7,358 | $16.51 | 37,281 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares, Without Par Value | Performance Shares | $0.00 | 25,660 | 25,660 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
25,660 | 25,660 | Direct |
Footnotes
- The price reported in column 4 is a weighted average price. The Common Shares were sold in multiple transactions on 9-7-2017 at prices ranging from $16.512/share to $16.52/share. The Reporting Person undertakes to provide Stoneridge, Inc. and the SEC Staff, upon request, full information on the number of shares sold at each separate price within the range.
- Each Performance Share (unit) was granted to the Reporting Person under the Company's Long-Term Incentive Plan and represents a contingent right to receive one Company Common Share. The Performance Shares were granted to the Reporting Person in 2015, 2016 and 2017 and shall be earned in some cases on continued employment until a date three years from the date of grant and in other cases contingent on the same three year employment condition and on Company performance over a three year period.