Filing Details
- Accession Number:
- 0001140361-17-034858
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-07 19:26:49
- Reporting Period:
- 2017-08-08
- Accepted Time:
- 2017-09-07 19:26:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1557142 | Kadmon Holdings Inc. | KDMN | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278951 | Goldentree Asset Management Lp | 300 Park Avenue 21St Floor New York NY 10022 | No | No | Yes | No | |
| 1435626 | A. Steven Tananbaum | 300 Park Avenue 21St Floor New York NY 10022 | No | No | Yes | No | |
| 1435627 | Goldentree Asset Management Llc | 300 Park Avenue 21St Floor New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-08-08 | 2,415 | $2.55 | 2,412,427 | No | 4 | S | Indirect | See Footnotes |
| Common Stock | Disposition | 2017-08-08 | 296 | $2.55 | 538,459 | No | 4 | S | Indirect | See Footnotes |
| Common Stock | Disposition | 2017-08-08 | 69 | $2.55 | 122,480 | No | 4 | S | Indirect | See Footnotes |
| Common Stock | Disposition | 2017-08-08 | 53 | $2.55 | 108,830 | No | 4 | S | Indirect | See Footnotes |
| Common Stock | Disposition | 2017-08-08 | 117 | $2.55 | 228,041 | No | 4 | S | Indirect | See Footnotes |
| Common Stock | Disposition | 2017-09-05 | 81,874 | $2.76 | 2,330,553 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-05 | 10,044 | $2.76 | 528,415 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-05 | 2,348 | $2.76 | 120,132 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-05 | 1,776 | $2.76 | 107,054 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-05 | 3,958 | $2.76 | 224,083 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-06 | 81,874 | $2.76 | 2,248,679 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-06 | 10,044 | $2.76 | 518,371 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-06 | 2,348 | $2.76 | 117,784 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-06 | 1,776 | $2.76 | 105,278 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-06 | 3,958 | $2.76 | 220,125 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-06 | 40,937 | $2.74 | 2,207,742 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-06 | 5,022 | $2.74 | 513,349 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-06 | 1,174 | $2.74 | 116,610 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-06 | 888 | $2.74 | 104,390 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-06 | 1,979 | $2.74 | 218,146 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-06 | 40,937 | $2.62 | 2,166,805 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-06 | 5,022 | $2.62 | 508,327 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-06 | 1,174 | $2.62 | 115,436 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-06 | 888 | $2.62 | 103,502 | No | 4 | S | Indirect | See footnotes |
| Common Stock | Disposition | 2017-09-06 | 1,979 | $2.62 | 216,167 | No | 4 | S | Indirect | See footnotes |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnotes |
| No | 4 | S | Indirect | See Footnotes |
| No | 4 | S | Indirect | See Footnotes |
| No | 4 | S | Indirect | See Footnotes |
| No | 4 | S | Indirect | See Footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
| No | 4 | S | Indirect | See footnotes |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,806 | Indirect | See footnotes |
| Common Stock | 75,828 | Indirect | See footnotes |
| Common Stock | 1,063,140 | Indirect | See footnotes |
Footnotes
- See Exhibit 99.1; footnote (1).
- See Exhibit 99.1; footnote (2).
- See Exhibit 99.1; footnote (3).
- See Exhibit 99.1; footnote (4).
- See Exhibit 99.1; footnote (5).
- See Exhibit 99.1; footnote (6).
- See Exhibit 99.1; footnote (7).
- See Exhibit 99.1; footnote (8).
- See Exhibit 99.1; footnote (9).
- See Exhibit 99.1; footnote (10).
Billionaire Hedge Funds
