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Home > Insider Trading > Filing (0001214659-17-005535)

Filing Details

Accession Number:: 0001214659-17-005535
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-09-07 16:10:56
Reporting Period:: 2017-09-05

Accepted Time:: 2017-09-07 16:10:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1546296	Professional Diversity Network Inc.	IPDN	Services-Computer Programming, Data Processing, Etc. (7370)	800900177

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1688132	Maoji Wang	C/O Professional Diversity Network, Inc. 801 W. Adams, Sixth Floor Chicago IL 60607	Chief Executive Officer	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01	Acquisiton	2017-09-05	7,100	$4.55	25,100	No	4	P	Direct
Common Stock, Par Value $0.01	Acquisiton	2017-09-06	5,000	$5.00	30,100	No	4	P	Direct
Common Stock, Par Value $0.01	Acquisiton	2017-09-06	1,230	$4.95	31,330	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (right to buy)	$9.99		2026-12-22	210,000	210,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-12-22	210,000	210,000	Direct

Footnotes

The option vests in accordance with the following schedule: (i) 1/3 of the shares underlying the option vested immediately on the date of grant (December 22, 2016), (ii) 1/3 of the shares underlying the option will vest on December 22, 2017, and (iii) 1/3 of the shares underlying the option will vest on December 22, 2018.