Filing Details
- Accession Number:
- 0001654954-17-008008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-30 17:32:45
- Reporting Period:
- 2015-04-08
- Accepted Time:
- 2017-08-30 16:32:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357115 | Brekford Traffic Safety Inc. | BFDI | Communications Equipment, Nec (3669) | 204086662 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1649844 | Steve Ellis | 104 Galewood Road Timonium MD 21093 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-04-08 | 5,000 | $0.18 | 5,000 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2017-08-28 | 5,000 | $0.00 | 0 | No | 4 | U | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | U | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2017-08-28 | 75,000 | $0.00 | 75,000 | $0.24 |
| Common Stock | Option (right to buy) | Disposition | 2017-08-28 | 75,000 | $0.00 | 75,000 | $0.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-10 | 2025-07-05 | No | 4 | U | Direct |
| 0 | 2017-02-10 | 2026-08-11 | No | 4 | U | Direct |
Footnotes
- In connection with the closing of the merger (the "Merger") of Brekford Merger Sub, Inc. into Brekford Traffic Safety, Inc. (the "Company") each share of the Company's common stock owned by the Reporting Person ceased to exist and the Reporting Person received one share of the common stock of Novume Solutions, Inc. for each 15 shares share of the Company's common stock owned by the Reporting Person and a cash payment for any fractional shares. As a result of the Merger the Reporting Person no longer owns shares of the Company's common stock.
- In connection with the closing of the Merger the options beneficially owned by the Reporting Person were assumed by Novume and converted into an option to purchase shares of Novume's common stock and as a result the Reporting Person no longer owns any options to purchase shares of the Company's common stock.
Billionaire Hedge Funds
