Filing Details

Accession Number:
0001596783-17-000152
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-31 16:43:57
Reporting Period:
2017-08-29
Accepted Time:
2017-08-31 15:43:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596783 Catalent Inc. CTLT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1417430 Lance Miyamoto C/O Catalent, Inc.
14 Schoolhouse Road
Somerset NJ 08873
Svp - Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-29 27,138 $12.14 60,935 No 4 M Direct
Common Stock Disposition 2017-08-29 15,642 $38.22 45,293 No 4 F Direct
Common Stock Acquisiton 2017-08-29 12,000 $12.14 57,293 No 4 M Direct
Common Stock Disposition 2017-08-29 7,700 $38.22 49,593 No 4 F Direct
Common Stock Disposition 2017-08-29 8,512 $38.22 41,081 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to purchase Common Stock Disposition 2017-08-29 27,138 $0.00 27,138 $12.14
Common Stock Options to purchase Common Stock Disposition 2017-08-29 12,000 $0.00 12,000 $12.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-09-09 2021-03-14 No 4 M Direct
81,380 2021-03-14 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in order to implement a plan of financial diversification.
  2. Includes restricted stock units.
  3. On March 14, 2011, the reporting person was granted options to purchase common stock of the Issuer, which options began to vest and become exercisable upon the passage of time and, in certain cases, the satisfaction of performance criteria beginning March 14, 2012.