Filing Details
- Accession Number:
- 0001593968-17-001023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-01 15:48:56
- Reporting Period:
- 2017-09-01
- Accepted Time:
- 2017-09-01 14:48:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1466026 | Midland States Bancorp Inc. | MSBI | State Commercial Banks (6022) | 371233196 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1526231 | M John Schultz | 1201 Network Centre Dr. Effingham IL 62401 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-09-01 | 1,000 | $30.67 | 318,026 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-09-01 | 1,000 | $30.69 | 82,903 | No | 4 | S | Indirect | JNJ, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | JNJ, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,750 | Indirect | Spouse |
Common Stock | 42,554 | Indirect | Agracel, Inc. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Common Share Equivalent | $0.00 | 54,299 | 54,299 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
54,299 | 54,299 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.66 - $30.72 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.
- Includes holdings through a self-directed IRA or revocable grantor trust
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.65 - $30.70 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnote 1 to this form.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose
- No exercise price for this type of award
- Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.