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Filing Details

Accession Number:: 0001590714-17-000135
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-08-31 17:16:36
Reporting Period:: 2017-08-29

Accepted Time:: 2017-08-31 16:16:36
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1590714	Platform Specialty Products Corp	PAH	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1093725	H G Ian Ashken	C/O Platform Specialty Products Corp. 1450 Centrepark Blvd, Suite 210 West Palm Beach FL 33401		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	Acquisiton	2017-08-29	45,000	$10.98	56,325	No	4	P	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01 Per Share	171,555	Indirect	By Tasburgh LLC
Common Stock, Par Value $0.01 Per Share	1,182,937	Indirect	By Mariposa Acquisition, LLC

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00			7,861	7,861	Direct
Common Stock	Series A Preferred Stock, par value $0.01 per share	$0.00			119,992	119,992	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	7,861	7,861	Direct
	119,992	119,992	Indirect

Footnotes

The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.79 to $11.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the range set forth in this footnote.
The shares are held by a revocable trust. The reporting person is the trustee of this trust and may be considered to have beneficial ownership of the trust's interests in the Issuer.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
These RSUs will vest on the earlier of June 5, 2018 and the date of the next annual meeting of stockholder of the Issuer, provided that the reporting person continues to serve as a director of the Issuer through and on such vesting date. The RSUs may, in certain circumstances, become immediately vested as of the date of a change in control of the Issuer.
Each share of Series A Preferred Stock is convertible at any time at the election of the holder, on a one-for-one basis, into shares of the Issuer's common stock for no additional consideration. The Series A Preferred Stock shall automatically convert into the Issuer's common stock upon the earlier to occur of (i) a change of control of the Issuer or (ii) December 31, 2020 (unless extended in accordance with the terms of the Series A Preferred Stock).