Filing Details
- Accession Number:
- 0001493152-17-009731
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-22 17:28:28
- Reporting Period:
- 2017-08-21
- Accepted Time:
- 2017-08-22 16:28:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
764195 | Vbi Vaccines Inc | VBIV | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1701865 | Francisco Diaz-Mitoma | C/O Vbi Vaccines Inc., 222 Third Street, Ste 2241 Cambridge MA 02142 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, No Par Value Per Share | Acquisiton | 2017-08-21 | 3,000 | $3.17 | 3,000 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, No Par Value Per Share | 264,339 | Direct | |
Common Shares, No Par Value Per Share | 19,404 | Indirect | See Footnote |
Footnotes
- Represents the weighted average price of shares purchased in multiple transactions at prices ranging from $3.0999 to $3.25, inclusive. The reporting person undertakes to provide to VBI Vaccines Inc., any security holder of VBI Vaccines Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
- The common shares are held of record by F. Diaz-Mitoma Medicine Professional Corporation. As the President of such professional corporation, the reporting person has sole voting and dispositive power over the common shares held by the professional corporation.
- The common shares are held of record by 1120962 Ontario Inc. As the President of such corporation that owns 100% of its voting securities, the reporting person has the power to vote and dispose of the common shares held by the corporation.