Filing Details
- Accession Number:
- 0001398344-17-010841
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-24 14:40:39
- Reporting Period:
- 2017-06-30
- Accepted Time:
- 2017-08-24 13:40:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1679230 | Riverpark Floating Rate Cmbs Fund | RCRIX | () | 811501916 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1705228 | Mordecai Schaja | C/O Riverpark Advisors, Llc 156 W. 56Th Street, 17Th Floor New York NY 10019 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Institutional Class Shares | Acquisiton | 2017-06-30 | 22 | $10.14 | 50,022 | No | 4 | P | Direct | |
| Institutional Class Shares | Acquisiton | 2017-06-30 | 49,310 | $10.14 | 149,310 | No | 4 | P | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Spouse |
Billionaire Hedge Funds
