Filing Details
- Accession Number:
- 0001389463-17-000049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-30 18:39:19
- Reporting Period:
- 2017-08-28
- Accepted Time:
- 2017-08-30 17:39:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 825313 | Alliancebernstein Holding L.p. | AB | Investment Advice (6282) | 133434400 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1389463 | A James Gingrich | C/O Alliancebernstein L.p. 1345 Avenue Of The Americas New York NY 10105 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Disposition | 2017-08-28 | 3,500 | $23.35 | 157,159 | No | 4 | S | Direct | |
| Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Acquisiton | 2017-08-28 | 3,500 | $17.05 | 160,659 | No | 4 | M | Direct | |
| Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Disposition | 2017-08-28 | 3,500 | $23.35 | 157,159 | No | 4 | S | Direct | |
| Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Disposition | 2017-08-29 | 3,500 | $23.00 | 153,659 | No | 4 | S | Direct | |
| Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Acquisiton | 2017-08-29 | 3,500 | $17.05 | 157,159 | No | 4 | M | Direct | |
| Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Disposition | 2017-08-29 | 3,500 | $23.00 | 153,659 | No | 4 | S | Direct | |
| Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Disposition | 2017-08-30 | 3,500 | $23.10 | 150,159 | No | 4 | S | Direct | |
| Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Acquisiton | 2017-08-30 | 3,500 | $17.05 | 153,659 | No | 4 | M | Direct | |
| Units Rep. Assignments Of Beneficial Owner. Of Lp Interests | Disposition | 2017-08-30 | 3,500 | $23.10 | 150,159 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ab Holding Units | AB Holding Unit option (right to buy) | Disposition | 2017-08-28 | 3,500 | $0.00 | 3,500 | $17.05 |
| Ab Holding Units | AB Holding Unit option (right to buy) | Disposition | 2017-08-29 | 3,500 | $0.00 | 3,500 | $17.05 |
| Ab Holding Units | AB Holding Unit option (right to buy) | Disposition | 2017-08-30 | 3,500 | $0.00 | 3,500 | $17.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 27,284 | 2010-01-23 | 2019-01-23 | No | 4 | M | Direct |
| 23,784 | 2010-01-23 | 2019-01-23 | No | 4 | M | Direct |
| 20,284 | 2010-01-23 | 2019-01-23 | No | 4 | M | Direct |
Footnotes
- Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
- Reporting Person sold AB Holding Units pursuant to a Rule 10b5-1 Plan.
- The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014.
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