Filing Details

Accession Number:
0001325054-17-000017
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-30 17:41:17
Reporting Period:
2017-08-29
Accepted Time:
2017-08-30 16:41:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492691 Swift Transportation Co SWFT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325054 Richard Stocking C/O Swift Transportation Company
2200 South 75Th Avenue
Phoenix AZ 85043
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-08-29 14,962 $15.51 108,864 No 4 M Direct
Class A Common Stock Acquisiton 2017-08-29 29,404 $24.84 138,268 No 4 M Direct
Class A Common Stock Acquisiton 2017-08-29 33,849 $23.30 172,117 No 4 A Direct
Class A Common Stock Disposition 2017-08-29 78,215 $28.66 93,902 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (Right-to-buy) Disposition 2017-08-29 14,962 $15.51 14,962 $15.51
Class A Common Stock Employee Stock Option (Right-to-buy) Disposition 2017-08-29 29,404 $24.84 29,404 $24.84
Class A Common Stock Employee Stock Option (Right-to-buy) Disposition 2017-08-29 33,849 $23.30 33,849 $23.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,926 2026-05-24 No 4 M Direct
14,703 2025-05-20 No 4 M Direct
0 2024-05-06 No 4 M Direct
Footnotes
  1. The price of $28.66 reported in Column 4 is the weighted average price. The shares were sold in multiple transactions at prices ranging from $28.50 to $28.82. The reporting person undertakes to provide Swift Transportation Company, any securities holders of Swift Transportation Company, or the staff of the Securities and Exchange Commission, upon request, all information regarding the number of shares sold at each separate price within this range.
  2. Options were granted under the Issuer's 2014 Omnibus Incentive Plan. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis.
  3. The options vested and became exercisable in three equal annual installments, beginning with the first anniversary from the May 24, 2016 grant date.
  4. The options vested and became exercisable in three equal annual installments, beginning with the third anniversary from the May 20, 2015 grant date.
  5. Options were granted under the Issuer's 2007 Omnibus Incentive Plan. Upon exercise, the options convert to the Issuer's Class A common stock on a one-to-one basis.
  6. The options vested and became exercisable in three equal annual installments, beginning with the first anniversary from the May 6, 2014 grant date.