Filing Details
- Accession Number:
- 0001243786-17-000142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-21 17:44:41
- Reporting Period:
- 2017-08-18
- Accepted Time:
- 2017-08-21 16:44:41
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236005 | L Robert Lumpkins | C/O The Mosaic Company 3033 Campus Drive, Suite E490 Plymouth MN 55441 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-18 | 5,000 | $19.98 | 24,736 | No | 4 | P | Indirect | Robert L. Lumpkins Revocable Trust |
| Common Stock | Acquisiton | 2017-08-21 | 2,000 | $19.83 | 26,736 | No | 4 | P | Indirect | Robert L. Lumpkins Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | Robert L. Lumpkins Revocable Trust |
| No | 4 | P | Indirect | Robert L. Lumpkins Revocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,339 | Direct | |
| Common Stock | 2,745 | Indirect | By GRAT #6 dated April 2, 2015 |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 5,707 | 5,707 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 10,129 | 10,129 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 10,503 | 10,503 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 5,707 | 5,707 | Direct | |
| 10,129 | 10,129 | Direct | |
| 10,503 | 10,503 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.95 to $20.01, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 1 to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.82 to $19.84, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote 2 to this Form 4.
- One-for-One
- The restricted stock units vested on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018.
- Not applicable
- The restricted stock units vested on the date of the issuer's 2017 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 19, 2019.
- The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020.
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