Filing Details

Accession Number:
0001225208-17-014471
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-01 17:29:12
Reporting Period:
2017-08-30
Accepted Time:
2017-09-01 16:29:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793952 Harley Davidson Inc HOG Motorcycles, Bicycles & Parts (3751) 391382325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1467542 G Lawrence Hund Harley-Davidson, Inc.
3700 West Juneau Avenue
Milwaukee WI 53208
President-Hdfs No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-08-30 15,013 $18.92 23,673 No 4 M Direct
Common Stock Disposition 2017-08-30 15,013 $47.18 8,660 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-08-30 15,013 $18.92 15,013 $18.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,040 2010-07-17 2019-07-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,619 Indirect By Wife
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 17,084 17,084 Direct
Common Stock Stock Option (right to buy) $22.63 2011-02-10 2020-02-10 25,073 25,073 Direct
Common Stock Stock Option (right to buy) $62.33 2015-02-04 2025-02-04 19,509 19,509 Direct
Common Stock Stock Option (right to buy) $63.49 2016-02-03 2025-02-03 20,950 20,950 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
17,084 17,084 Direct
2020-02-10 25,073 25,073 Direct
2025-02-04 19,509 19,509 Direct
2025-02-03 20,950 20,950 Direct
Footnotes
  1. The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $47.13 to $47.20 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
  3. All options are currently exercisable.
  4. Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
  5. Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015, 2/2/2016 and February 1, 2017 (granted pursuant to the 2014 Incentive Stock Plan) each vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
  6. Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.