Filing Details
- Accession Number:
- 0001214659-17-005377
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-08-30 11:35:07
- Reporting Period:
- 2017-08-15
- Accepted Time:
- 2017-08-30 10:35:07
- Original Submission Date:
- 2017-08-17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
825324 | Good Times Restaurants Inc. | GTIM | Retail-Eating Places (5812) | 841133368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1073808 | E Boyd Hoback | 141 Union Boulevard, #400 Lakewood CO 80228 | President, Ceo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Acquisiton | 2017-08-15 | 4,500 | $2.85 | 75,879 | No | 4 | P | Direct | |
Common | Acquisiton | 2017-08-15 | 800 | $2.85 | 76,679 | No | 4 | P | Direct | |
Common | Acquisiton | 2017-08-15 | 700 | $2.80 | 77,379 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common | Incentive Stock Option | $4.41 | 2011-11-14 | 2018-11-14 | 9,501 | 9,501 | Direct |
Common | Incentive Stock Option | $3.45 | 2012-11-06 | 2019-11-06 | 4,551 | 14,052 | Direct |
Common | Incentive Stock Option | $1.56 | 2013-12-13 | 2020-12-13 | 10,647 | 24,699 | Direct |
Common | Non Qualified Stock Option | $1.31 | 2014-12-14 | 2021-12-14 | 5,000 | 29,699 | Direct |
Common | Incentive Stock Option | $2.31 | 2016-01-02 | 2023-01-02 | 45,696 | 75,395 | Direct |
Common | Incentive Stock Option | $2.48 | 2016-11-21 | 2023-11-21 | 44,000 | 119,395 | Direct |
Common | Incentive Stock Option | $7.79 | 2025-03-13 | 38,511 | 157,906 | Direct | |
Common | Non Qualified Stock Option | $7.79 | 2025-03-13 | 38,511 | 196,714 | Direct | |
Common | Incentive Stock Option | $5.29 | 2025-11-23 | 16,635 | 213,052 | Direct | |
Common | Restricted Stock Unit | $0.00 | 2018-11-23 | 8,151 | 221,203 | Direct | |
Common | Incentive Stock Option | $3.15 | 2026-11-16 | 29,333 | 250,536 | Direct | |
Common | Restricted Stock Unit | $0.00 | 2019-11-16 | 19,551 | 270,087 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-11-14 | 9,501 | 9,501 | Direct |
2019-11-06 | 4,551 | 14,052 | Direct |
2020-12-13 | 10,647 | 24,699 | Direct |
2021-12-14 | 5,000 | 29,699 | Direct |
2023-01-02 | 45,696 | 75,395 | Direct |
2023-11-21 | 44,000 | 119,395 | Direct |
2025-03-13 | 38,511 | 157,906 | Direct |
2025-03-13 | 38,511 | 196,714 | Direct |
2025-11-23 | 16,635 | 213,052 | Direct |
2018-11-23 | 8,151 | 221,203 | Direct |
2026-11-16 | 29,333 | 250,536 | Direct |
2019-11-16 | 19,551 | 270,087 | Direct |
Footnotes
- The Incentive Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
- These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
- The Incentive Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016.
- The reporting person was granted 12,227 restricted stock units of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
- The Incentive Stock Options vest in three equal annual installments with the first installment vesting November 16, 2017.
- The reporting person was granted 19,551 restricted stock units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.