Filing Details

Accession Number:
0001214659-17-005342
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-28 19:28:25
Reporting Period:
2017-08-24
Accepted Time:
2017-08-28 18:28:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825324 Good Times Restaurants Inc. GTIM Retail-Eating Places (5812) 841133368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254073 J Robert Stetson 6125 Luther Ln
#380
Dallas TX 75225
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2017-08-24 1,856 $2.70 93,936 No 4 P Direct
Common Acquisiton 2017-08-25 800 $2.70 94,736 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 440,000 Indirect By REIT Redux, LLC
Common 17,000 Indirect By Leanlien, LLC
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Non Qualified Stock Option $7.79 2025-03-13 7,060 7,060 Direct
Common Non Qualified Stock Option $5.29 2025-11-23 3,781 10,841 Direct
Common Restricted Stock Unit $0.00 2018-11-23 883 11,724 Direct
Common Restricted Stock Unit $0.00 2019-11-16 5,600 17,324 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-03-13 7,060 7,060 Direct
2025-11-23 3,781 10,841 Direct
2018-11-23 883 11,724 Direct
2019-11-16 5,600 17,324 Direct
Footnotes
  1. The reporting person is the president of REIT Redux GP, the general partner of REIT Redux LP. REIT Redux LP received an aggregate of 440,000 shares of Common Stock of the Issuer in the pro rata distribution for no consideration referenced in footnote [1]. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, of the shares held by REIT Redux LP, except to the extent of his pecuniary interest therein.
  2. Leanlien, LLC, a trust in which the reporting person beneficially owns 61% and his children beneficially own 39%
  3. These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting March 13, 2016.
  4. These Non-Qualified Stock Options vest in three equal annual installments with the first installment vesting November 23, 2016
  5. The reporting person was granted 1,324 restricted stock units on November 23, 2015 of which 1/3 of the shares of the grant vested on November 23, 2016. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.
  6. The reporting person was granted 5,600 restricted stock units on November 16, 2016 vesting at 1/3 of the total granted amount over three years. Such restricted stock units were previously reported in Table II on a Form 4 filed with the Securities and Exchange Commission.