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Filing Details

Accession Number:: 0001212545-17-000162
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2017-04-10 18:46:24
Reporting Period:: 2017-02-13

Accepted Time:: 2017-04-10 17:46:24
Original Submission Date:: 2017-02-15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1212545	Western Alliance Bancorporation	WAL	State Commercial Banks (6022)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1331638	Todd Marshall	C/O Western Alliance Bancorporation One E. Washington Street, Ste 1400 Phoenix AZ 85004		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-02-13	29,535	$51.25	400,000	No	4	S	Indirect	The Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	The Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	24,346	Direct
Common Stock	0	Indirect	The Todd Marshall Revocable Trust UAD 4/1/03
Common Stock	15,949	Indirect	Todd Marshall 2012 IRREV REV TR U/A DTD 11/30/12
Common Stock	33,069	Indirect	The Todd Marshall 1997 Trust FBO Alexis Victoria Marshall Trust
Common Stock	33,069	Indirect	The Todd Marshall 1997 Trust FBO Jessica Lauren Marshall Trust
Common Stock	6,570	Indirect	Alexis V. Marshall Trust 12/27/1996
Common Stock	6,570	Indirect	Jessica L. Marshall Trust 12/27/1996
Common Stock	252,057	Indirect	The Arthur Marshall Family 1993 Irrevocable Trust

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.23 to $51.27, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
This amendment reflects the following transactions, which were reported as having occurred in the Todd Marshall Revocable Trust UAD 4/1/03, but in fact occurred in the Todd Marshall Trust under the T&C Marshall 1999 Irrevocable Trust (the "1999 Trust") :(1) 15,000 shares purchased on August 1, 2005; (2) 15,000 shares purchased on August 2, 2005; (3) 25,000 shares purchased on August 25, 2006; (4) 20,000 shares purchased on February 28, 2007; and (5) 14,000 shares purchased on November 23,2010. Additionally, this amendment reflects the following transactions, which were reported as having occurred in the Reporting Person's direct holdings, but in fact occurred in the 1999 Trust: (1) 5,000 shares purchased on July 6, 2005; and (2) 6,000 shares purchased on February 8, 2008.
On October 26, 2010, the Reporting Person was appointed as co-trustee and beneficiary of the Arthur Marshall Family 1993 Irrevocable Trust (the "Art Marshall Trust"), and on November 30, 2011, the reporting person began reporting the Art Marshall Trust in his holdings. In the November 30, 2011 filing, the Reporting Person erroneously reported the number of shares owned by the Trust to be 85,724, when in fact the Trust held 183,951 shares. Additionally, on December 20, 2013, the Trust made gifts totaling 1,769 shares. In consideration of the aforementioned events, this amendment reflects the number of shares currently held in the Trust.