Filing Details
- Accession Number:
- 0001212545-17-000160
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-04-10 18:35:41
- Reporting Period:
- 2017-02-03
- Accepted Time:
- 2017-04-10 17:35:41
- Original Submission Date:
- 2017-02-07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1212545 | Western Alliance Bancorporation | WAL | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1030513 | J Steven Hilton | C/O Western Alliance Bancorporation One E. Washington Street, Ste 1400 Phoenix AZ 85004 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-02-03 | 49,700 | $50.09 | 72,626 | No | 4 | S | Indirect | Steven J. Hilton Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Steven J. Hilton Family Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.23, inclusive. The reporting person undertakes to provide to Western Alliance Bancorporation, any security holder of Western Alliance Bancorporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- This amendment reflects the following transfers, which were erroneously excluded from the Reporting Person's previous Form 4 filings: (1) 5,100 shares transferred from the Reporting Person's direct holdings ("Direct Holdings") to the Steven J. Hilton Family Trust (the "Trust"), which occurred between July 6, 2005 and May 10,2010; (2) 6,188 shares transferred from Direct Holdings to the Trust on February 8, 2012; (3) 1,919 shares transferred from Direct Holdings to the Trust on February 10, 2012; (4) 3,295 shares transferred from Direct Holdings to the Trust on March 25, 2013; (5) 4,082 shares transferred from Direct Holdings to the Trust on April 29, 2013; (6) 1,376 shares transferred from Direct Holdings to the Trust on February 13, 2014; (7) 5,000 shares transferred from Direct Holdings to the Trust on July 10, 2014; and (8) 5,000 shares transferred from Direct Holdings to the Trust on July 8, 2015.