Filing Details

Accession Number:
0001209191-17-051349
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-09-05 17:40:43
Reporting Period:
2017-09-01
Accepted Time:
2017-09-05 16:40:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
709283 Quantum Corp QTM Computer Storage Devices (3572) 942665054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1188975 W Jon Gacek C/O Quantum Corporation
224 Airport Parkway, Suite 550
San Jose CA 95110
President And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-09-01 12,254 $5.50 401,414 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2017.
  2. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $5.40 to $5.535 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.
  3. The number of shares have been adjusted for the effect of the 1-for-8 reverse stock split effective April 18, 2017.