Filing Details
- Accession Number:
- 0001209191-17-050969
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-31 21:47:55
- Reporting Period:
- 2017-08-29
- Accepted Time:
- 2017-08-31 20:47:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1459200 | Alarm.com Holdings Inc. | ALRM | Services-Prepackaged Software (7372) | 264247032 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1643898 | Stephen Trundle | C/O Alarm.com Holdings, Inc. 8281 Greensboro Drive Suite 100 Tysons VA 22102 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-08-29 | 38,592 | $0.41 | 310,733 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-08-29 | 38,592 | $44.94 | 272,141 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-08-30 | 29,100 | $45.75 | 243,041 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-08-31 | 10,850 | $44.98 | 232,191 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-08-11 | 140,118 | $0.00 | 0 | No | 5 | G | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-08-29 | 38,592 | $0.00 | 38,592 | $0.41 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-06-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 204,642 | Indirect | By Trust |
Common Stock | 2,141,235 | Indirect | By LLC |
Footnotes
- Includes (i) 44,804 shares previously held by the Stephen Trundle 2015 2 Year GRAT (the "2 Year GRAT"), and (ii) 20,520 shares previously held by the Stephen Trundle 2015 4 Year GRAT (the "4 Year GRAT"), which were distributed to the Reporting Person on August 11, 2017 and are now owned directly.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.80 - $45.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.41 - $45.92, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.95 - $45.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- The Reporting Person had previously contributed 250,000 shares of common stock to the 2 Year GRAT. Upon termination of the 2 Year GRAT on August 11, 2017, 140,118 of the shares were transferred to the Stephen Trundle 2015 Gift Trust. The remaining 109,882 shares were previously distributed to the reporting person and continue to be reported in this Form 4 as directly owned.
- These shares are owned by the 4 Year GRAT. The Reporting Person is the sole trustee and primary beneficiary of the 4 Year GRAT.
- These shares are owned by Backbone Partners, LLC ("Backbone"). The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of those shares owned by Backbone except to the extent of his pecuniary interest therein.
- Immediately exercisable.