Filing Details
- Accession Number:
- 0001209191-17-050936
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-31 19:22:21
- Reporting Period:
- 2017-08-31
- Accepted Time:
- 2017-08-31 18:22:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1145986 | Aspen Aerogels Inc | ASPN | Wholesale-Lumber & Other Construction Materials (5030) | 043559972 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1472399 | M. Robert Gervis | C/O Aspen Aerogels, Inc. 30 Forbes Road, Building B Northborough MA 01532 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-31 | 100 | $4.00 | 111,218 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-08-31 | 100 | $4.00 | 72,491 | No | 4 | P | Indirect | Held by Robert Gervis 2014 Grantor Retained Annuity Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | Held by Robert Gervis 2014 Grantor Retained Annuity Trust |
Footnotes
- The purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016.
- The purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted onNovember 18, 2016.
- Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouseis trustee.
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