Filing Details
- Accession Number:
- 0001209191-17-050881
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-31 17:10:59
- Reporting Period:
- 2017-08-29
- Accepted Time:
- 2017-08-31 16:10:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883980 | First Data Corp | FDC | Services-Business Services, Nec (7389) | 470731996 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1654739 | C Barry Mccarthy | C/O First Data Corporation 225 Liberty Street, 29Th Floor New York NY 10281 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-08-29 | 81,858 | $0.00 | 406,890 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2017-08-29 | 81,858 | $18.17 | 325,032 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Options (right to buy) | Disposition | 2017-08-29 | 53,386 | $0.00 | 53,386 | $9.49 |
| Class B Common Stock | Stock Options (right to buy) | Disposition | 2017-08-29 | 28,472 | $0.00 | 28,472 | $9.49 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2017-08-29 | 53,386 | $9.49 | 53,386 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2017-08-29 | 28,472 | $9.49 | 28,472 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-08-29 | 81,858 | $0.00 | 81,858 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-01-30 | No | 4 | M | Direct | |
| 0 | 2018-03-11 | No | 4 | M | Direct | |
| 230,072 | No | 4 | M | Direct | ||
| 258,544 | No | 4 | M | Direct | ||
| 176,686 | No | 4 | C | Direct |
Footnotes
- Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
- The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $18.13 to $18.23, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
- These stock options are fully vested and exercisable.
- Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
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