Filing Details
- Accession Number:
- 0001209191-17-050591
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-29 17:33:03
- Reporting Period:
- 2017-08-28
- Accepted Time:
- 2017-08-29 16:33:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 849399 | Symantec Corp | SYMC | Services-Prepackaged Software (7372) | 770181864 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529797 | S. Gregory Clark | 350 Ellis Street Mountain View CA 94043 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-08-28 | 186,433 | $6.73 | 1,321,671 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-08-28 | 186,433 | $30.00 | 1,135,238 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non- Qualified Stock Option (right to buy) | Disposition | 2017-08-28 | 186,433 | $0.00 | 186,433 | $6.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,678,838 | 2025-09-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 207,907 | Indirect | Gregory S Clark TR UA 01/29/2016 Gregory S Clark Living Trust |
| Common Stock | 2,121,613 | Indirect | GSC-OZ Investment LLC |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2017.
- Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).
- Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.01 per share. Full informationregarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission,the Issuer, or a security holder of the Issuer.
- The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016.
Billionaire Hedge Funds
