Filing Details
- Accession Number:
- 0001209191-17-050180
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-24 18:20:37
- Reporting Period:
- 2017-08-22
- Accepted Time:
- 2017-08-24 17:20:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
883980 | First Data Corp | FDC | Services-Business Services, Nec (7389) | 470731996 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1654616 | S Anthony Marino | C/O First Data Corporation 225 Liberty Street, 29Th Floor New York NY 10281 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-08-22 | 20,000 | $0.00 | 265,294 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2017-08-22 | 20,000 | $18.00 | 245,294 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2017-08-23 | 17,500 | $0.00 | 262,794 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2017-08-23 | 17,500 | $18.00 | 245,294 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2017-08-22 | 20,000 | $0.00 | 20,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2017-08-23 | 17,500 | $0.00 | 17,500 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
80,656 | No | 4 | C | Direct | ||
63,156 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 100 | Indirect | See footnote |
Footnotes
- Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
- Held by the reporting person's children.
- Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
- Includes 31,637 shares of restricted Class B common stock.