Filing Details
- Accession Number:
- 0001171843-17-005417
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-06 17:01:42
- Reporting Period:
- 2017-09-01
- Accepted Time:
- 2017-09-06 16:01:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1287032 | Prospect Capital Corp | PSEC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1219862 | H Brian Oswald | 10 East 40Th Street, 42Nd Floor New York NY 10016 | Cfo, Cco, Treasury & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-09-01 | 3,373 | $6.69 | 493,373 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2017-09-01 | 46,627 | $6.73 | 540,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
