Filing Details
- Accession Number:
- 0001140361-17-034304
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-05 17:16:24
- Reporting Period:
- 2017-09-01
- Accepted Time:
- 2017-09-05 16:16:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561387 | Health Insurance Innovations Inc. | HIIQ | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1366007 | Bruce Telkamp | C/O Health Insurance Innovations, Inc. 15438 N. Florida Ave., Suite 201 Tampa FL 33613 | Ceo Of Healthpocket, Inc.* | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-09-01 | 2,000 | $12.13 | 19,500 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-09-01 | 668 | $36.19 | 18,832 | No | 4 | D | Direct | |
Class A Common Stock | Disposition | 2017-09-01 | 1,332 | $36.19 | 17,500 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2017-09-01 | 10,000 | $4.95 | 27,500 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2017-09-01 | 1,362 | $36.19 | 26,138 | No | 4 | D | Direct | |
Class A Common Stock | Disposition | 2017-09-01 | 8,638 | $36.19 | 17,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Appreciation Rights | Disposition | 2017-09-01 | 2,000 | $0.00 | 2,000 | $12.13 |
Class A Common Stock | Stock Appreciation Rights | Disposition | 2017-09-01 | 10,000 | $0.00 | 10,000 | $4.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,000 | 2021-07-14 | No | 4 | M | Direct | |
20,000 | 2022-07-01 | No | 4 | M | Direct |
Footnotes
- These stock-settled stock appreciation rights were previously granted under the Issuer's Long Term Incentive Plan, as amended ("Plan"), and are scheduled to vest in increments of 20%, 20%, 20% and 40% on successive anniversary dates of the grant, subject to the terms of the Plan and an award agreement under the Plan.
- These stock-settled stock appreciation rights were previously granted under the Plan and are scheduled to vest in increments of 25%, 25%, and 50% on successive anniversary dates of the grant, subject to the terms of the Plan and an award agreement under the Plan.
- Shares retained by the issuer to satisfy the exercise price of stock appreciation rights exercised by the reporting person.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.00 to $36.35, inclusive. The Reporting Person undertakes to provide Health Insurance Innovations Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.