Filing Details
- Accession Number:
- 0001140361-17-034286
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-05 16:15:14
- Reporting Period:
- 2017-08-31
- Accepted Time:
- 2017-09-05 15:15:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1500213 | Si Financial Group Inc. | SIFI | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1298177 | A Rheo Brouillard | 803 Main Street Willimantic CT 06226 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-08-31 | 707 | $14.50 | 66,126 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-08-31 | 3,043 | $14.60 | 63,083 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-08-31 | 183 | $14.65 | 62,900 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-01 | 656 | $14.50 | 62,244 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-01 | 769 | $14.55 | 61,475 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-01 | 600 | $14.60 | 60,875 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-01 | 100 | $14.64 | 60,775 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-01 | 575 | $14.65 | 60,200 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-01 | 100 | $14.68 | 60,100 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-09-01 | 200 | $14.70 | 59,900 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 19,138 | Indirect | By 401(k) |
| Common Stock | 11,861 | Indirect | By ESOP |
| Common Stock | 4,699 | Indirect | By IRA |
| Common Stock | 898 | Indirect | By Spouse |
| Common Stock | 2,659 | Indirect | By Spouse's IRA |
| Common Stock | 3,333 | Indirect | By Stock Award II |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $5.68 | 2011-02-24 | 2020-02-24 | 5,663 | 5,663 | Direct |
| Common Stock | Stock Options | $9.40 | 2012-02-16 | 2021-02-16 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Options | $11.01 | 2013-10-24 | 2022-10-24 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-02-24 | 5,663 | 5,663 | Direct |
| 2021-02-16 | 10,000 | 10,000 | Direct |
| 2022-10-24 | 50,000 | 50,000 | Direct |
Footnotes
- Stock Awards granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in three equal annual installments commencing on September 23, 2015.
- Stock Options are fully vested and exercisable.
- Stock Options granted pursuant to the SI Financial Group, Inc. 2012 Equity Incentive Plan vest in five equal annual installments commencing on October 24, 2013.
Billionaire Hedge Funds
