Filing Details
- Accession Number:
- 0001140361-17-032995
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-22 16:45:21
- Reporting Period:
- 2017-08-21
- Accepted Time:
- 2017-08-22 15:45:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
763532 | Lsi Industries Inc | LYTS | Electric Lighting & Wiring Equipment (3640) | 310888951 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1708704 | E James Galeese | C/O Lsi Industries Inc. 10000 Alliance Rd Cincinnati OH 45242 | Executive Vp; Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2017-08-21 | 9,025 | $5.53 | 34,225 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 824 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Shares | Option to Buy | $9.15 | 2027-06-12 | 60,000 | 60,000 | Direct | |
Common Shares | Option to Buy | $5.92 | 2027-08-17 | 38,000 | 38,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2027-06-12 | 60,000 | 60,000 | Direct |
2027-08-17 | 38,000 | 38,000 | Direct |
Footnotes
- Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- The reported price is a weighted average price. The shares were purchased in multiple transactions ranging from $5.52 to $5.54. The Reporting Person undertakes to provide full pricing information to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission upon request.
- These holdings have previously been reported on Form 4.
- The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- The options vest ratably over a three year time period.