Filing Details

Accession Number:
0001140361-17-032995
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-08-22 16:45:21
Reporting Period:
2017-08-21
Accepted Time:
2017-08-22 15:45:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
763532 Lsi Industries Inc LYTS Electric Lighting & Wiring Equipment (3640) 310888951
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1708704 E James Galeese C/O Lsi Industries Inc.
10000 Alliance Rd
Cincinnati OH 45242
Executive Vp; Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-08-21 9,025 $5.53 34,225 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 824 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Shares Option to Buy $9.15 2027-06-12 60,000 60,000 Direct
Common Shares Option to Buy $5.92 2027-08-17 38,000 38,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-06-12 60,000 60,000 Direct
2027-08-17 38,000 38,000 Direct
Footnotes
  1. Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
  2. The reported price is a weighted average price. The shares were purchased in multiple transactions ranging from $5.52 to $5.54. The Reporting Person undertakes to provide full pricing information to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission upon request.
  3. These holdings have previously been reported on Form 4.
  4. The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
  5. The options vest ratably over a three year time period.