Home > Insider Trading > Filing (0001140361-17-032870)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1290677	Turning Point Brands Inc.	TPB	Tobacco Products (2100)	133961898

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1591159	Charles H.c. Diao	Turning Point Brands, Inc. 5201 Interchange Way Louisville KY 40229		No	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-08-17	2,003	$16.32	2,003	No	4	P	Direct
Common Stock	Acquisiton	2017-08-18	1,300	$16.74	3,303	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Options (2014)	$3.83		2024-08-08	10,432	10,432	Direct
Common Stock	Options (2013)	$3.83		2023-04-05	31,296	31,296	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-08-08	10,432	10,432	Direct
2023-04-05	31,296	31,296	Direct

Footnotes

The options vested and became exercisable as to 50% of the underlying shares on August 8, 2014, 25% of the underlying shares on August 8, 2015 and 25% of the underlying shares on August 8, 2016.
The options vested and became exercisable as to 50% of the underlying shares on April 5, 2013, 16.66% of the underlying shares on December 31, 2013, 16.66% of the underlying shares on December 31, 2014 and the remaining 16.66% of the underlying shares on December 31, 2015.
Granted pursuant to the issuer's 2006 Equity Incentive Plan.
Weighted average purchase price. On 8/17/17, the reporting person purchased the shares within a range of $15.95 to $16.271. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Weighted average purchase price. On 8/18/17, the reporting person purchased the shares within a range of $16.69 to $16.79. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.