Filing Details
- Accession Number:
- 0001140361-17-032827
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-21 16:09:31
- Reporting Period:
- 2017-08-17
- Accepted Time:
- 2017-08-21 15:09:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 763532 | Lsi Industries Inc | LYTS | Electric Lighting & Wiring Equipment (3640) | 310888951 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1708704 | E James Galeese | C/O Lsi Industries Inc. 10000 Alliance Rd Cincinnati OH 45242 | Executive Vp; Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2017-08-17 | 8,500 | $5.92 | 8,500 | No | 4 | A | Direct | |
| Common Shares | Acquisiton | 2017-08-18 | 16,700 | $6.01 | 25,200 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | Acquisiton | 2017-08-17 | 38,000 | $0.00 | 38,000 | $5.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 38,000 | 2027-08-17 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 330 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | $9.15 | 2027-06-12 | 60,000 | 60,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2027-06-12 | 60,000 | 60,000 | Direct |
Footnotes
- Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- The reported price is a weighted average price. These shares were purchased in multiple transactions ranging from $5.88 to $6.04. The Reporting Person undertakes to provide full pricing information to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission upon request.
- These holdings have previously been reported on Form 4.
- The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- The options vest ratably over a three year time period.
Billionaire Hedge Funds
