Filing Details
- Accession Number:
- 0001032220-17-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-06 14:55:43
- Reporting Period:
- 2017-08-31
- Accepted Time:
- 2017-09-06 13:55:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1032220 | Maximus Inc | MMS | Services-Business Services, Nec (7389) | 541000588 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1311296 | Bruce Caswell | C/O Maximus Inc. Attn: Treasury Dept 1891 Metro Center Drive Reston VA 20190-5207 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-09-05 | 8,000 | $11.55 | 35,904 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-09-05 | 8,000 | $60.23 | 27,904 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Dividend Equivalent Rights | Acquisiton | 2017-08-31 | 77 | $0.00 | 77 | $0.00 |
| Common Stock | Common Stock | Disposition | 2017-09-05 | 8,000 | $0.00 | 8,000 | $11.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 104,319 | No | 4 | A | Direct | ||
| 8,000 | No | 4 | M | Direct |
Footnotes
- Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock.
- These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2017.
- Weighted average sales price for prices ranging from $60.15 to $60.30. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer.
- These options were part of an award made on 10/18/2007 which vested on 10/18/2008, 10/18/2009, 10/18/2010, 10/18/2011 and 10/18/2012. The options were scheduled to expire on 10/18/2017.
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