Filing Details
- Accession Number:
- 0001029744-17-000092
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-25 17:35:39
- Reporting Period:
- 2017-08-23
- Accepted Time:
- 2017-08-25 16:35:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1029744 | Sonic Foundry Inc | SOFO | Radio & Tv Broadcasting & Communications Equipment (3663) | 391783372 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1170370 | D Mark Burish | Hurley, Burish And Stanton 33 E. Main St., Suite 400 Madison WI 53703 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| 9% Cumulative Voting Convertible Preferred Stock, Series A | Acquisiton | 2017-08-23 | 655 | $762.85 | 1,260 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| 9% Cumulative Voting Convertible Preferred Stock, Series A | 9% Cumulative Voting Convertible Preferred Stock, Series A | Acquisiton | 2017-08-23 | 655 | $0.00 | 655 | $762.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 655 | 2017-08-23 | 2018-08-23 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 371,886 | Direct |
Footnotes
- Each share of 9% Cumulative Voting Convertible Preferred Stock, Series A, are convertible into that number of shares of common stock determined by dividing $4.23 into the liquidation amount of $1,000 per share
- Mr. Burish is obligated to purchase, at the request of the Company, 655.44 shares of 9% Cumulative Voting Convertible Preferred Stock Series A.
Billionaire Hedge Funds
