Filing Details
- Accession Number:
- 0000903423-17-000541
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-22 17:30:39
- Reporting Period:
- 2017-08-18
- Accepted Time:
- 2017-08-22 16:30:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1698990 | Tpg Pace Energy Holdings Corp. | TPGE | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1026545 | I Stephen Chazen | C/O Tpg Pace Energy Holdings Corp. 301 Commerce Street, Suite 3300 Fort Worth TX 76102 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-08-18 | 15,000 | $9.80 | 115,000 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2017-08-18 | 2,000 | $0.00 | 117,000 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2017-08-21 | 2,000 | $9.80 | 119,000 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2017-08-21 | 11,900 | $0.00 | 130,900 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Warrants (option to buy) | Acquisiton | 2017-08-18 | 667 | $0.00 | 667 | $0.00 |
Class A Common Stock | Warrants (option to buy) | Acquisiton | 2017-08-21 | 3,967 | $0.00 | 3,967 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
34,000 | No | 4 | P | Direct | ||
37,967 | No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares of the Class A common stock, par value $0.0001 per share (the "Class A Shares"), of TPG Pace Energy Holdings Corp. (the "Issuer") were purchased in multiple transactions at prices ranging from $9.7999 to $9.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of Class A Shares acquired at each separate price within the range set forth above.
- On August 18, 2017, Mr. Chazen acquired, at a weighted average price of $10.299945 per unit, 2,000 units, with each unit (a "Unit") consisting of (i) one Class A Share and (ii) one-third of one warrant (the "Warrants"). The Units were purchased in multiple transactions at prices ranging from $10.299900 to $10.299989, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of Units acquired at each separate price within the range set forth above.
- On August 21, 2017, Mr. Chazen acquired, at a weighted average price of $10.249985 per Unit, 11,900 Units. The Units were purchased in multiple transactions at prices ranging from $10.249900 to $10.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Commission, upon request, full information regarding the number of Units acquired at each separate price within the range set forth above.
- Each whole Warrant is initially exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Warrants may be exercised during the period (i) commencing on the later of (a) the date that is 30 days after the first date on which the Issuer completes a business combination and (b) May 10, 2018 and (ii) expiring five years after the completion of the Issuer's business combination or earlier upon redemption or liquidation.