Filing Details
- Accession Number:
- 0000899243-17-021479
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-05 19:36:22
- Reporting Period:
- 2017-08-31
- Accepted Time:
- 2017-09-05 18:36:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1629137 | Global Blood Therapeutics Inc. | GBT | Pharmaceutical Preparations (2834) | 274825712 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1650126 | Jung Choi | C/O Global Blood Therapeutics, Inc. 400 East Jamie Court, Suite 101 South San Francisco CA 94080 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-08-31 | 1,600 | $30.00 | 141,655 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-08-31 | 198 | $3.40 | 141,853 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-08-31 | 601 | $3.40 | 142,454 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-08-31 | 601 | $3.40 | 143,055 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-08-31 | 1,400 | $30.00 | 141,655 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-08-31 | 198 | $0.00 | 198 | $3.40 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-08-31 | 601 | $0.00 | 601 | $3.40 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-08-31 | 601 | $0.00 | 601 | $3.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
76,746 | 2025-04-08 | No | 4 | M | Direct | |
8,084 | 2025-04-08 | No | 4 | M | Direct | |
8,084 | 2025-04-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25,000 | Indirect | By Trust |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- These shares of Common Stock were subject to the Issuer's right of repurchase, which lapsed with respect to 25% of the shares on April 6, 2016 and in 12 equal quarterly installments thereafter.
- 25% of the shares subject to this option vested and became exercisable on April 6, 2016, and the remaining shares subject to this option shall vest and become exercisable in 12 equal quarterly installments thereafter.
- On April 9, 2015, the Reporting Person was granted an option to purchase 37,142 shares of Common Stock under the Issuer's 2012 Stock Option and Grant Plan, the vesting of which was subject to various conditions (other than the passage of time and continued employment) that were not tied to the market price of the Issuer's securities. On March 10, 2016, one of the conditions was deemed to be achieved, resulting in the vesting and exercisability of 9,286 of the shares underlying such option.
- On April 9, 2015, the Reporting Person was granted an option to purchase 37,142 shares of Common Stock under the Issuer's 2012 Stock Option and Grant Plan, the vesting of which was subject to various conditions (other than the passage of time and continued employment) that were not tied to the market price of the Issuer's securities. On September 29, 2016, one of the conditions was deemed to be achieved, resulting in the vesting and exercisability of 9,286 of the shares underlying such option.