Home > Insider Trading > Filing (0000899243-17-020889)

Filing Details

Accession Number:: 0000899243-17-020889
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-08-22 21:02:07
Reporting Period:: 2017-08-18

Accepted Time:: 2017-08-22 20:02:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1112920	Globalscape Inc	GSB	Services-Prepackaged Software (7372)	742785449

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1274195	Covenant Rha Partners, L.p.	8214 Westchester Drive, Suite 950 Dallas TX 75225	No	No	Yes	No
1694507	Clark C Webb	8214 Westchester Drive, Suite 950 Dallas TX 75225	No	No	Yes	No
1694574	H Robert Alpert	8214 Westchester Drive, Suite 950 Dallas TX 75225	No	No	Yes	No
1694778	Ccw/Law Holdings, Llc	8214 Westchester Drive, Suite 950 Dallas TX 75225	No	No	Yes	No
1694779	210/Gsb Acquisition Partners, Llc	8214 Westchester Drive, Suite 950 Dallas TX 75225	No	No	Yes	No
1694780	210 Capital, Llc	8214 Westchester Drive, Suite 950 Dallas TX 75225	No	No	Yes	No
1694781	Rha Investments, Inc.	8214 Westchester Drive, Suite 950 Dallas TX 75225	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-08-18	20,000	$3.82	3,736,800	No	4	P	Direct
Common Stock	Acquisiton	2017-08-21	20,000	$3.86	3,756,800	No	4	P	Direct
Common Stock	Acquisiton	2017-08-22	12,100	$3.88	3,768,900	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	231,507	Indirect	See Footnotes
Common Stock	231,500	Indirect	See Footnotes

Footnotes

This price represents the approximate weighted average price per share of common stock of GlobalSCAPE, Inc. (the "Issuer"), par value $0.001 per share ("Shares"), of purchases that were executed at prices ranging from $3.75 to $3.86 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.
Represents Shares directly beneficially owned by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), a ten percent owner of the Issuer, and indirectly by the other reporting persons.
This statement is jointly filed by and on behalf of each of GSB Acquisition, 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owner of the securities covered by this statement are GSB Acquisition, Mr. Webb and Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert, as the President and sole shareholder of RHA Investments.
210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole sharehoder of, and may be deemed to beneficially own securities owned by, RHA Investments.
The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
The reporting persons may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $3.83 to $3.88 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.
This price represents the approximate weighted average price per Share of purchases that were executed at prices ranging from $3.87 to $3.88 per Share. The reporting persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the price per Share and the number of Shares purchased at each price.
Represents Shares directly beneficially owned solely by Mr. Webb.
Represents Shares directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert.