Home > Insider Trading > Filing (0000899243-17-020794)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1386570	Chromadex Corp.	CDXC	Medicinal Chemicals & Botanical Products (2833)	262940963

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1686621	Shing Ka Li	C/O 7/F, Cheung Kong Center 2 Queen'S Road Central K3	No	No	Yes	No
1705321	Ltd Ventures River Champion	C/O 7/F, Cheung Kong Center 2 Queen'S Road Central K3	No	No	Yes	No
1706083	Ltd Management Mayspin	C/O 7/F, Cheung Kong Center 2 Queen'S Road Central K3	No	No	Yes	No
1706084	Ltd Global Tech Prime	C/O 7/F, Cheung Kong Center 2 Queen'S Road Central K3	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-08-18	1,179,250	$2.60	5,769,230	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Champion River Ventures Limited ("Champion River") acquired 1,179,250 shares of the Issuer's common stock at the closing of the third tranche on August 18, 2017, pursuant to the Securities Purchase Agreement, dated April 26, 2017 (the "SPA"), by and among the Issuer, Champion River and Pioneer Step Holdings Limited ("Pioneer Step"), as amended by the First Amendment to Securities Purchase Agreement, dated May 24, 2017 (the "First Amendment"), by and among the Issuer, Champion River and Pioneer Step.
The shares are held directly by Champion River. The sole shareholder of Champion River is Prime Tech Global Limited ("Prime Tech"), the sole shareholder of Prime Tech is Mayspin Management Limited ("Mayspin"), and the sole shareholder of Mayspin is Li Ka Shing ("Li Ka Shing"). Each of Prime Tech, Mayspin and Li Ka Shing disclaims Section 16 beneficial ownership of the securities held by Champion River, except to the extent of its pecuniary interest therein, if any.