Filing Details
- Accession Number:
- 0000707605-17-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-09-05 15:37:14
- Reporting Period:
- 2017-08-31
- Accepted Time:
- 2017-09-05 14:37:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707605 | Ameriserv Financial Inc | ASRV | National Commercial Banks (6021) | 251424278 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1225943 | G Craig Ford | PA | Yes | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2017-08-31 | 20,000 | $2.85 | 72,655 | No | 4 | M | Direct | |
| Common | Acquisiton | 2017-08-31 | 20,000 | $2.28 | 92,655 | No | 4 | M | Direct | |
| Common | Disposition | 2017-08-31 | 40,000 | $3.86 | 52,655 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-08-31 | 20,000 | $0.00 | 20,000 | $2.85 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-08-31 | 20,000 | $0.00 | 20,000 | $2.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-03-20 | 2018-03-20 | No | 4 | M | Direct |
| 0 | 2014-02-16 | 2021-02-16 | No | 4 | M | Direct |
Footnotes
- These options vest in three equal installments beginning March 20, 2009, subject to acceleration or forfeiture in certain specified circumstances.
- These options vest in three equal installments beginning February 16, 2012, subject to acceleration or forfeiture in certain specified circumstances.
- This transaction was executed in multiple trades at prices ranging from $3.95 to $3.85. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.
Billionaire Hedge Funds
