Filing Details
- Accession Number:
- 0000085535-17-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-08-25 19:36:56
- Reporting Period:
- 2017-08-16
- Accepted Time:
- 2017-08-25 18:36:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 85535 | Royal Gold Inc | RGLD | Mineral Royalty Traders (6795) | 840835164 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256110 | A Tony Jensen | 1660 Wynkoop Street, Suite 1000 Denver CO 80202 | Ceo And President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-08-16 | 13,181 | $87.36 | 142,344 | No | 4 | F | Indirect | by Family Trust |
| Common Stock | Acquisiton | 2017-08-16 | 7,334 | $53.00 | 149,678 | No | 4 | M | Indirect | by Family Trust |
| Common Stock | Acquisiton | 2017-08-16 | 20,000 | $49.66 | 169,678 | No | 4 | M | Indirect | by Family Trust |
| Common Stock | Acquisiton | 2017-08-16 | 14,400 | $68.18 | 184,078 | No | 4 | M | Indirect | by Family Trust |
| Common Stock | Acquisiton | 2017-08-16 | 36,000 | $62.14 | 220,078 | No | 4 | M | Indirect | by Family Trust |
| Common Stock | Acquisiton | 2017-08-16 | 14,157 | $56.54 | 234,235 | No | 4 | M | Indirect | by Family Trust |
| Common Stock | Disposition | 2017-08-16 | 58,399 | $87.36 | 175,836 | No | 4 | D | Indirect | by Family Trust |
| Common Stock | Disposition | 2017-08-16 | 3,523 | $87.03 | 172,313 | No | 4 | S | Indirect | by Family Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Indirect | by Family Trust |
| No | 4 | M | Indirect | by Family Trust |
| No | 4 | M | Indirect | by Family Trust |
| No | 4 | M | Indirect | by Family Trust |
| No | 4 | M | Indirect | by Family Trust |
| No | 4 | M | Indirect | by Family Trust |
| No | 4 | D | Indirect | by Family Trust |
| No | 4 | S | Indirect | by Family Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy ISO) | Disposition | 2017-08-16 | 629 | $0.00 | 629 | $53.00 |
| Common Stock | Stock Option (Right to Buy ISO) | Disposition | 2017-08-16 | 1,333 | $0.00 | 1,333 | $49.66 |
| Common Stock | Common Stock | Disposition | 2017-08-16 | 977 | $0.00 | 977 | $68.18 |
| Common Stock | Common Stock | Disposition | 2017-08-16 | 1,609 | $0.00 | 1,609 | $62.14 |
| Common Stock | Common Stock | Acquisiton | 2017-08-16 | 589 | $0.00 | 589 | $56.54 |
| Common Stock | Stock Appreciation Right (SARs) | Disposition | 2017-08-16 | 6,705 | $0.00 | 6,705 | $53.00 |
| Common Stock | Stock Appreciation Right (SARs) | Disposition | 2017-08-16 | 18,667 | $0.00 | 18,667 | $49.66 |
| Common Stock | Common Stock | Disposition | 2017-08-16 | 13,423 | $0.00 | 13,423 | $68.18 |
| Common Stock | Common Stock | Disposition | 2017-08-16 | 34,391 | $0.00 | 34,391 | $62.14 |
| Common Stock | Common Stock | Disposition | 2017-08-16 | 13,568 | $0.00 | 13,568 | $56.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-11-18 | No | 4 | M | Direct | |
| 0 | 2020-11-17 | No | 4 | M | Direct | |
| 0 | 2021-11-18 | No | 4 | M | Direct | |
| 0 | 2023-08-27 | No | 4 | M | Direct | |
| 1,179 | 2025-08-20 | No | 4 | M | Direct | |
| 0 | 2019-11-18 | No | 4 | M | Direct | |
| 0 | 2020-11-17 | No | 4 | M | Direct | |
| 0 | 2021-11-18 | No | 4 | M | Direct | |
| 0 | 2023-08-27 | No | 4 | M | Direct | |
| 27,137 | 2025-08-20 | No | 4 | M | Direct |
Footnotes
- Represents shares withheld to satisfy taxes; no shares were sold.
- Includes 39,116 shares of restricted stock that have not vested.
- Represents the difference between the number of SARs exercised (86,754) and the number of shares issuable as a result of the exercise (28,355).
- The range of the weighted average sales price is $87.00 and $87.11.
- One-third vests annually over 3 years beginning on November 18, 2010.
- One-third vest annually over 3 years beginning on November 17, 2011.
- One-third vest annually over 3 years beginning on November 18, 2012.
- One-third vest annually over 3 years beginning on August 24, 2014.
- One-third vest annually over 3 years beginning on Augst 20, 2016.
Billionaire Hedge Funds
